Surveillance focused Core Compliance role with a leading International Bank
International Bank
Expanding Business
Highly Competitive Salary Package
Our client, a leading international bank with a well established regional presence, is currently looking to recruit an experienced Compliance professional for their Core Compliance team to focus on Trade Surveillance and Compliance Projects.
As a senior team member, reporting to the Head of Core Compliance, you will be responsible for helping develop the Global Surveillance strategy, reviewing existing Surveillance procedures and leading a small team. Working closely with regional colleagues you will be expected to monitor changes in the regulatory and business environments and adapt the surveillance programmes accordingly. Highlighting and presenting issues to senior management will be a key part of the role.
To qualify, individuals must possess:
At least 5 years working in Compliance with experience in surveillance of equity and fixed income sales
An in depth knowledge of local and regional rules and regulations for the securities industry
An analytical mindset with great influencing and project management skills
Excellent verbal and written English communication skills
Contact Mark Moorby on (852) 3101 3066 or APPLY NOW by clicking the button below quoting reference number FC/MM142802 www.ambition.com.hk
